Senior Compliance Director — RIA & Oversight
Job in
Omaha, Douglas County, Nebraska, 68197, USA
Listed on 2026-02-15
Listing for:
IAMS Wealth Management
Full Time
position Listed on 2026-02-15
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
A financial services firm in Omaha is looking for a Compliance Director to support the Chief Compliance Officer in developing and overseeing compliance programs. This role requires at least 3 years of direct RIA compliance experience and a Bachelor's degree in a relevant field. Key responsibilities include ensuring compliance with SEC standards, approving marketing materials, and managing compliance documentation. The ideal candidate will have strong analytical skills and the ability to manage multiple priorities in a fast-paced environment.
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Position Requirements
10+ Years
work experience
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