More jobs:
Regional Supervisory Principal: Securities Compliance Lead
Job in
Omaha, Douglas County, Nebraska, 68197, USA
Listed on 2026-07-31
Listing for:
Mutual of Omaha
Full Time
position Listed on 2026-07-31
Job specializations:
-
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
Mutual of Omaha Advisors seeks an experienced supervisor of securities compliance to oversee sales activity and ensure regulatory standards across an assigned region. You will partner with Registered Representatives and Insurance Agents to support compliance, practice management, and strategy execution.
The role requires 5+ years in securities supervision, active FINRA registrations, and the ability to obtain necessary licenses.
#J-18808-LjbffrTo View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×