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Remote Compliance & Advisory Consultant
Remote / Online - Candidates ideally in
Essex Junction, Chittenden County, Vermont, 05452, USA
Listed on 2026-07-03
Essex Junction, Chittenden County, Vermont, 05452, USA
Listing for:
Tier4 Group
Remote/Work from Home
position Listed on 2026-07-03
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Tier4 Group is seeking a Compliance/Supervision Consultant to support advisors and clients in reviewing investment transactions to ensure compliance with regulations. The role requires a Bachelor's degree and 2-3 years of experience in the financial industry. Candidates must hold Series 7/24 or 9/10 registrations (9/10 preferred). The position is remote and emphasizes self-directed learning and compassionate customer support, with tools including Microsoft Word, Excel, Adobe, and SharePoint.
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