Senior Compliance & Supervision Lead — Remote
Remote / Online - Candidates ideally in
Phoenix, Maricopa County, Arizona, 85003, USA
Listed on 2026-07-20
Phoenix, Maricopa County, Arizona, 85003, USA
Listing for:
Mohr Talent
Remote/Work from Home
position Listed on 2026-07-20
Job specializations:
-
Business
Financial Compliance, Regulatory Compliance Specialist
Job Description & How to Apply Below
Mohr Talent is seeking a Senior Compliance or Supervision professional to join its Home Office team in a fully remote capacity. This newly created role offers high visibility, leadership responsibilities, and long-term career growth within a collaborative financial services organization.
You will supervise Financial Advisors, review new business and advisor communications, resolve escalated compliance matters, and mentor the supervision team while aligning with FINRA/SEC guidelines.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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