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Senior Branch Compliance Examiner
Remote / Online - Candidates ideally in
Boise, Ada County, Idaho, 83701, USA
Listed on 2026-08-04
Boise, Ada County, Idaho, 83701, USA
Listing for:
Thecentermemphis
Remote/Work from Home
position Listed on 2026-08-04
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Raymond James is seeking a qualified examiner to conduct onsite branch examinations of retail brokerage offices across the United States. You will document testing activities, apply risk-based sampling, and clearly communicate findings to management and compliance leadership.
The ideal candidate holds a bachelor’s degree with at least three years of licensed examination experience, and may need Series 7/24 (or equivalents) within a set timeframe. Travel up to 50% and remote work are expected.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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