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Remote-Eligible: Director of Broker-Dealer Supervision
Remote / Online - Candidates ideally in
Stamford, Fairfield County, Connecticut, 06925, USA
Listed on 2026-08-15
Stamford, Fairfield County, Connecticut, 06925, USA
Listing for:
NewEdge Capital Group LLC
Remote/Work from Home
position Listed on 2026-08-15
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
New Edge Securities, part of New Edge Capital Group, seeks a seasoned Managing Director to lead Broker-Dealer Supervision. You will own the supervisory framework across all registered representative and branch activity, ensuring FINRA Rule 3110 obligations are embedded in business processes.
This role reports to executive leadership and offers remote-first flexibility with high-impact oversight of multi-product lines, trading activity, and regulatory examinations.
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