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Broker-Dealer Compliance Analyst - Hybrid (1 Day Remote
Remote / Online - Candidates ideally in
Boston, Suffolk County, Massachusetts, 02298, USA
Listed on 2026-08-22
Boston, Suffolk County, Massachusetts, 02298, USA
Listing for:
Wellington Management Company
Full Time, Remote/Work from Home
position Listed on 2026-08-22
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Wellington Management is seeking a Compliance Analyst to support its broker-dealer compliance program within the Legal & Compliance group. The role includes maintaining policies, assisting with registrations, and contributing to regulatory training and testing.
You will work with FINRA rules and the Investment Advisers Act, ensuring adherence to US sales and marketing standards while staying current on regulatory changes. A collaborative, detail-oriented professional will thrive here.
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