Remote Office Compliance Inspector
Yonkers, Westchester County, New York, 10701, USA
Listed on 2026-10-02
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Business
Regulatory Compliance Specialist
Wealth Enhancement is seeking an Office Inspection Analyst to conduct risk-based inspections of RIA and BD branches, evaluating compliance with SEC, FINRA, and firm policies. The role blends onsite and virtual work with up to 50% travel.
The position offers a base salary range of $85,000 to $95,000, with eligibility for an annual bonus and a comprehensive benefits package. Strong regulatory knowledge and reporting skills are essential.
Consider building your career as a Remote Office Compliance Inspector at Wealth Enhancement.
Step into the Remote Office Compliance Inspector role at Wealth Enhancement in United States and grow with us.
Please review the full job details above before applying.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
This is a Full Time role.
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