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Regulatory Compliance Specialist Financial Compliance Financial Services

Remote Suitability Principal – Compliance & Advisory Ops

Remote / Online - Candidates ideally in
Atlanta, Fulton County, Georgia, 30383, USA
Listing for: MassMutual
Remote/Work from Home position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance, Financial Services
Salary/Wage Range or Industry Benchmark: 69000 - 90500 USD Yearly USD 69000.00 90500.00 YEAR
Job Description & How to Apply Below
A financial services company is looking for a Suitability Principal in Atlanta, GA. This role plays a critical part in reviewing complex, high-risk brokerage transactions and ensuring compliance. Candidates must possess FINRA Series 7 & 24 and have experience in the brokerage/advisory space. The position offers a salary range of $69,000-$90,500 and encourages a hybrid work schedule, supporting advisors with a commitment to exceptional client service and regulatory excellence.
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