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Fintech Compliance Associate – BD/RIA
Remote / Online - Candidates ideally in
New York, New York County, New York, 10261, USA
Listed on 2026-02-07
New York, New York County, New York, 10261, USA
Listing for:
Nasdaq Private Market
Remote/Work from Home
position Listed on 2026-02-07
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial services firm in New York is seeking a Compliance Associate to support the Chief Compliance Officer. The role involves managing SEC and FINRA compliance programs and requires over 3 years of relevant experience. Key responsibilities include compliance reviews and monitoring policies. The ideal candidate possesses strong communication skills, attention to detail, and knowledge of regulations. This position offers a mix of in-office and remote work options, alongside benefits like medical and vision insurance.
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Position Requirements
10+ Years
work experience
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