Senior Risk Management Analyst - BD​/RIA - Remote Position- HQ is Lincoln, NE

Overview

Senior Risk Management Analyst - BD/RIA

Location:

Remote USA Position — Ameritas HQ is Lincoln, Nebraska, United States

Job : #5710

Apply to join Ameritas, an insurance, financial services and employee benefits provider.

• You will have a high level of exposure across multiple lines of business as well as the opportunity to create and implement innovative solutions to identify and mitigate potential risks to the Firm.
• Support the development and analysis of related policies, standards, and processes to ensure compliance with applicable regulations and requirements.
• Recommend and perform annual compliance testing. This process tests the effectiveness of controls and monitors compliance with regulation and firm policies.
• Coordinate with the Risk and Compliance teams on initiatives and projects.
• Investigate and liaise with internal stakeholders in relation to conduct issues.
• Perform analysis, due diligence, implementation management, and ongoing monitoring of product offerings.
• Contribute to the analysis, identification and evaluation of risks, industry initiatives, industry best practices, and surveillance of client activity.
• Research and liaise with the compliance team regarding the regulatory impact of rule proposals and final rules and regulations.
• Assist in the administration and implementation of policies and procedures to ensure compliance with all applicable laws and regulations.

• Bachelor's degree (finance, business administration, or similar field) or equivalent combination of education and experience required.
• 1-2 years' experience required, preferably in financial or operational risk management with a focus on identification of key risk factors, including conflict of interest, and development of mitigation methodologies.
• Intermediate to advanced level experience with Microsoft Office products required.
• FINRA Series 7 licenses required. FINRA Series 24 and 66 must be obtained within twelve (12) months of entering role.
• Securities industry experience desired, including familiarity with investment products, FINRA, and SEC Rules.
• Financial analysis skills desired.

• A meaningful mission. Great benefits. A vibrant culture
• Ameritas benefits:
  Our purpose is fulfilling life. It means helping all kinds of people, at every age and stage, get more out of life.
• Flexible hybrid work options. Time for family and community.
• Benefits detailed below:
• Ameritas Benefits
  • For your money: 401(k) Retirement Plan with company match and quarterly contribution;
    Tuition Reimbursement and Assistance;
    Incentive Program Bonuses;
    Competitive Pay.
  • For your time:
    Flexible Hybrid work;
    Thrive Days - Personal time off;
    Paid time off (PTO).
  • For your health and well-being:
    Health Benefits (Medical, Dental, Vision);
    Health Savings Account (HSA) with employer contribution;
    Wellness programs with financial rewards;
    Employee assistance program (EAP).
  • For your professional growth:
    Professional development programs;
    Leadership development programs;
    Employee resource groups;
    Strengths Finder Program.
  • For your community:
    Matching donations program;
    Paid volunteer time - 8 hours per month.
  • For your family:
    Generous paid maternity/paternity leave;
    Fertility, surrogacy, and adoption assistance;
    Backup child, elder and pet care support.

An Equal Opportunity Employer. Ameritas is committed to an inclusive culture and diverse workplace. We hire based on qualifications, positive attitude, and exemplary work ethic, regardless of sex, race, color, national origin, religion, age, disability, veteran status, genetic information, marital status, sexual orientation, gender identity or any other characteristic protected by law.

Final date to receive applications:
This position will be open for a minimum of 3 business days or until filled. This position is not open to individuals who are temporarily authorized to work in the U.S.

The pay range posted reflects a nationwide minimum to maximum covering all potential locations where the position may be filled. The final determination on pay will be based on qualifications and experience. The position will be eligible to participate in the comprehensive benefits package and the Short-Term Incentive Plan with the annual target defined by the plan.

Pay Range: $65,382.00 - $ / year

Pay transparency is rooted in fairness, equity, and accountability. Sharing pay ranges for job postings is a demonstration of Ameritas’s commitment to equitable compensation practices.