Remote Compliance Examiner Financial Services Audits
Remote / Online - Candidates ideally in
Lenexa, Johnson County, Kansas, 66215, USA
Listed on 2026-02-11
Lenexa, Johnson County, Kansas, 66215, USA
Listing for:
Advisors Excel
Remote/Work from Home
position Listed on 2026-02-11
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A financial services company is seeking a Compliance Examiner to join their team in Kansas, either onsite in Topeka or Lenexa, or fully remote for qualified candidates. The role involves conducting compliance audits, outlining deficiencies, and engaging with advisors to ensure adherence to regulations. Candidates should have at least 5 years of experience in the financial sector, a Series 7 License, and strong communication and organizational skills.
This position offers extensive benefits, including health insurance and generous PTO.
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