Senior Branch Compliance Examiner; Remote
Remote / Online - Candidates ideally in
La Vista, Sarpy County, Nebraska, 68128, USA
Listed on 2026-02-18
La Vista, Sarpy County, Nebraska, 68128, USA
Listing for:
Advisor Group
Remote/Work from Home
position Listed on 2026-02-18
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A leading financial services firm is seeking a Senior Branch Office Examiner to provide oversight of compliance for Financial Advisors. This remote role requires conducting 100-120 examinations annually and traveling independently up to 50% of the time. Ideal candidates will have over 5 years of compliance experience, FINRA licenses, and strong communication skills. A Bachelor's degree is preferred, or equivalent experience.
The position offers a competitive salary and comprehensive benefits, including health insurance and 401k.
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Position Requirements
10+ Years
work experience
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