Hybrid Risk & Compliance Consultant

A leading financial services company is seeking a candidate for a hybrid role focused on trade surveillance and compliance. Responsibilities include monitoring trade activities, developing corrective action plans, and communicating trends to management. Successful candidates will hold Series 7 and 24 licenses, with at least 3 years of experience in the financial sector, particularly broker-dealer roles. The position offers a salary of up to $110,300 and hybrid working arrangements, with flexibility for remote work three days a week.
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