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Senior Suitability Principal – Remote Team Lead
Remote / Online - Candidates ideally in
Columbia, Lexington County, South Carolina, 29228, USA
Listed on 2026-03-01
Columbia, Lexington County, South Carolina, 29228, USA
Listing for:
MassMutual
Remote/Work from Home
position Listed on 2026-03-01
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Financial Consultant, Corporate Finance -
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial services company is seeking a Suitability Principal team lead in Columbia, SC. Responsibilities include managing escalated cases for financial advisors, providing leadership, and conducting transaction reviews. Ideal candidates will have FINRA Series 7 & 24, 3+ years of relevant experience, and strong communication skills. This position allows hybrid work flexibility, offering a competitive salary between $84,100 and $110,300 along with robust benefits.
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Position Requirements
10+ Years
work experience
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