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Remote Compliance Analyst — Regulatory Reporting; FINRA
Remote / Online - Candidates ideally in
New Rochelle, Westchester County, New York, 10801, USA
Listed on 2026-05-30
New Rochelle, Westchester County, New York, 10801, USA
Listing for:
AppleOne Employment Services
Remote/Work from Home
position Listed on 2026-05-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Quality Assurance - QA/QC
Regulatory Compliance Specialist
Job Description & How to Apply Below
Apple One Employment Services is looking for a Compliance Analyst – Regulatory Reporting to support FINRA complaint review and regulatory reporting in a remote setting. The role involves analyzing customer complaints, performing quality assurance checks, and assisting with regulatory reports. A Bachelor's degree and strong analytical and communication skills are mandatory. Successful candidates will need to demonstrate the ability to multitask in a fast-paced environment while maintaining a detail-oriented approach.
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