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Relationship Manager & Supervision
Remote / Online - Candidates ideally in
Tampa, Hillsborough County, Florida, 33646, USA
Listed on 2026-06-03
Tampa, Hillsborough County, Florida, 33646, USA
Listing for:
Social Capital Resources
Remote/Work from Home
position Listed on 2026-06-03
Job specializations:
-
Finance & Banking
Financial Consultant, Banking & Finance
Job Description & How to Apply Below
Top Tier Broker-Dealer/ RIA is seeking a Sales Supervisory Relationship Manager to join their team!
Responsibilities- Provide insight by building meaningful relationships with financial professionals
- Provide and approve investment transactions
- Resolve escalated issues
- Manage relationship between financial professionals, the Broker-Dealer and RIA Home Office
- Recognize opportunities to optimize and improve Financial Professional’s day to day business.
- Past experience working for a Securities Broker Dealer and/or Registered Investment Adviser
- Series 7, 24 (or 9/10), and Series 65 or 66
- Candidates must possess an ability to interpret and apply FINRA and SEC regulation and recommend firm best practices to Financial Professionals and their staff
- Strong communication and relationship building experience
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