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Relationship Manager & Supervision

Remote / Online - Candidates ideally in
Tampa, Hillsborough County, Florida, 33646, USA
Listing for: Social Capital Resources
Remote/Work from Home position
Listed on 2026-06-03
Job specializations:
  • Finance & Banking
    Financial Consultant, Banking & Finance
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below

Top Tier Broker-Dealer/ RIA is seeking a Sales Supervisory Relationship Manager to join their team!

Responsibilities
  • Provide insight by building meaningful relationships with financial professionals
  • Provide and approve investment transactions
  • Resolve escalated issues
  • Manage relationship between financial professionals, the Broker-Dealer and RIA Home Office
  • Recognize opportunities to optimize and improve Financial Professional’s day to day business.
Qualifications
  • Past experience working for a Securities Broker Dealer and/or Registered Investment Adviser
  • Series 7, 24 (or 9/10), and Series 65 or 66
  • Candidates must possess an ability to interpret and apply FINRA and SEC regulation and recommend firm best practices to Financial Professionals and their staff
  • Strong communication and relationship building experience
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