More jobs:
Remote Compliance & Risk Consultant; FINRA
Remote / Online - Candidates ideally in
Appleton, Outagamie County, Wisconsin, 54914, USA
Listed on 2026-06-04
Appleton, Outagamie County, Wisconsin, 54914, USA
Listing for:
Apex Systems
Remote/Work from Home
position Listed on 2026-06-04
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Apex Systems is seeking a Compliance Consultant for a remote role to support staff in reviewing Outside Business Activities and Passive Investments in accordance with FINRA regulations.
The ideal candidate must have 2-3 years of experience in the financial industry, familiarity with compliance regulations, and possess FINRA Series 7 and 24 registrations. The role emphasizes strong communication skills and the ability to act independently.
#J-18808-LjbffrTo View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×