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Regulatory Compliance Specialist Accounting & Finance

Remote CAT​/CAIS Reporting Analyst - Regulatory Data

Remote / Online - Candidates ideally in
North Little Rock, Pulaski County, Arkansas, 72114, USA
Listing for: Raymond James
Full Time, Remote/Work from Home position
Listed on 2026-06-08
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Accounting & Finance
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A major financial services firm is seeking an Entry Level CAT/CAIS Reporting Analyst with remote flexibility to support compliance operations. The ideal candidate is detail-oriented with hands-on experience in regulatory reporting, specifically CAT and CAIS. Responsibilities include producing regulatory reports, collaborating with various business units, and assisting in the interpretation of securities rules. This full-time position requires a High School diploma and regulatory certifications (SIE and Series 99).
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