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Remote Senior Branch Exams Advisor - Securities Compliance

Remote / Online - Candidates ideally in
Sterling Heights, Macomb County, Michigan, 48310, USA
Listing for: Thecentermemphis
Remote/Work from Home position
Listed on 2026-06-14
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 75000 - 95000 USD Yearly USD 75000.00 95000.00 YEAR
Job Description & How to Apply Below

Thecentermemphis is seeking a qualified individual for conducting onsite branch examinations of retail brokerage offices throughout the U.S. This role requires deep knowledge of securities regulations and strong communication skills. The selected candidate will document testing activities, ensure compliance, and support management with clear communication of findings.

Ideal candidates will hold a Bachelor's degree and have at least three years of experience in examinations. Remote work options are available, and the salary ranges from $75,000 to $95,000.

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Position Requirements
10+ Years work experience
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