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Financial Compliance

Remote Field Supervisor II – Securities Compliance

Remote / Online - Candidates ideally in
Des Moines, Polk County, Iowa, 50319, USA
Listing for: Principal Financial Group
Remote/Work from Home position
Listed on 2026-06-18
Job specializations:
  • Finance & Banking
    Financial Compliance
Salary/Wage Range or Industry Benchmark: 94000 - 152400 USD Yearly USD 94000.00 152400.00 YEAR
Job Description & How to Apply Below
Principal Financial Group is seeking a Field Supervisor 2 to oversee complex financial transactions, ensuring compliance and delivering exceptional customer service. The ideal candidate will have significant experience in the financial sector, possess necessary FINRA licenses, and demonstrate strong leadership and communication capabilities. This role requires independence in a fast-paced environment and is focused on mentoring team members. The salary range for this position is between $94,000 and $152,400 annually, and it includes flexible time off and pension eligibility.
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