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Home Office Compliance Lead – Surveillance & Policy
Remote / Online - Candidates ideally in
Lakewood, Pierce County, Washington, 98439, USA
Listed on 2026-06-20
Lakewood, Pierce County, Washington, 98439, USA
Listing for:
Lincoln Investment
Remote/Work from Home
position Listed on 2026-06-20
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Lincoln Investment in Fort Washington, PA, is seeking a compliance specialist responsible for overseeing firm-wide sales practices to ensure compliance with internal policies.
The ideal candidate will have 3-5 years of experience in the securities industry and a strong understanding of relevant regulations. This role offers a competitive compensation package and the opportunity to work within a majority family-owned firm.
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