Remote BD & RIA Compliance Officer; FINRA/SEC
Remote / Online - Candidates ideally in
Long Beach, Los Angeles County, California, 90801, USA
Listed on 2026-06-21
Long Beach, Los Angeles County, California, 90801, USA
Listing for:
Frec Markets, Inc.
Remote/Work from Home
position Listed on 2026-06-21
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services, Financial Crime
Job Description & How to Apply Below
Frec Markets, Inc. is seeking a Compliance Officer to join their growing compliance team. In this role, you will support both Broker-Dealer and Registered Investment Adviser entities by reviewing and approving marketing materials for compliance, ensuring thorough documentation and regulatory standards are met as Frec continues to expand.
The ideal candidate will have a background in fintech/wealth tech, relevant FINRA licenses, and a proven ability to thrive in a regulated financial services environment.
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