Remote Senior Compliance Lead – Retail Trading
Remote / Online - Candidates ideally in
Cape Coral, Lee County, Florida, 33904, USA
Listed on 2026-06-22
Cape Coral, Lee County, Florida, 33904, USA
Listing for:
Raymond James Financial
Remote/Work from Home
position Listed on 2026-06-22
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Services
Job Description & How to Apply Below
Raymond James Financial is seeking a Hybrid Compliance Advisor to oversee compliance for retail equities and options trading. The ideal candidate will provide advisory oversight, lead complex compliance processes, and interpret regulatory requirements while collaborating with various stakeholders in a dynamic environment.
The role requires a Bachelor's degree and at least 8 years of experience in the financial services industry. The position offers remote work flexibility and a comprehensive benefits package.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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