Senior Compliance Leader, Advisers Act Program
Remote / Online - Candidates ideally in
Austin, Travis County, Texas, 78716, USA
Listed on 2026-06-24
Austin, Travis County, Texas, 78716, USA
Listing for:
Apex Fintech Solutions UK Ltd.
Full Time, Remote/Work from Home
position Listed on 2026-06-24
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Wealth Management
Job Description & How to Apply Below
Apex Fintech Solutions UK Ltd. is seeking a Senior Manager to lead the compliance program for Apex Asset Management, ensuring adherence to regulatory standards. The role involves managing regulatory filings and serving as the primary contact for regulators and internal stakeholders.
Ideal candidates will have 7–10+ years of investment adviser compliance experience, knowledge of key Advisers Act rules, and experience in fintech or asset management. The position offers a competitive salary with benefits and a hybrid work schedule, allowing flexibility to work from home.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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