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Remote Branch Compliance Examiner
Remote / Online - Candidates ideally in
Oakdale, Washington County, Minnesota, USA
Listed on 2026-06-25
Oakdale, Washington County, Minnesota, USA
Listing for:
Advisor Group
Full Time, Remote/Work from Home
position Listed on 2026-06-25
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Advisor Group is seeking a Branch Office Examiner to provide guidance and oversight for branch exams in financial services. This full-time remote role involves conducting onsite examinations and ensuring compliance with regulations.
Candidates should have at least 3 years of independent broker-dealer experience and a FINRA Series 7 license. The position offers a salary range of $65,000 to $75,000 per year plus bonuses, with comprehensive benefits including health insurance and 401k.
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