Compliance & AML Specialist; m​/w​/d

Compliance & AML Specialist

We are a leading Wealth Tech in the field of asset management and wealth advisory based in Vienna. Our vision is to democratize asset management, making professional money management accessible to everyone. We achieve this by automating what requires efficiency and leaving what offers real value to humans. As we grow rapidly and face new challenges, we need you now:

We are looking for a motivated individual to shape the compliance and AML area of froots significantly.

What you bring:

• You have a completed degree in law or a similar field
• You have at least 3 years of experience in compliance, ideally in a securities firm
• You have in-depth knowledge of relevant legal bases, especially FM-GwG, WAG 2018, MiFID II, WPFG, DORA, IDD
• Analytical thinking, high accuracy, and a sense of responsibility are among your strengths
• You have very good German and English skills
• You are always up-to-date on AML and compliance-related topics and developments
• You work independently and responsibly with a hands-on mentality
• You enjoy working in a dynamic, ever-changing environment and have fun shaping your tasks and activities in the long term

Your future tasks:

Compliance:

• Ensuring that all legal and regulatory obligations are met (especially FM-GwG, WAG 2018, MiFID II, WPFG, DORA, IDD, MaklerG)
• Participating in the implementation of the requirements of the Digital Operational Resilience Act (DORA)
• Developing, implementing, and continuously monitoring internal processes and control systems
• Building a company-wide awareness of compliance issues
• Conducting training for employees on regulatory requirements and internal policies
• Collaborating with other teams (e.g., product development, IT, sales) to ensure compliance requirements are met in new products and processes
• Working closely with the responsible legal and compliance functions
• Regular reporting to management and communication with external auditors and supervisory authorities

AML:

• Implementing and monitoring regulatory and legal requirements and obligations in the area of prevention of money laundering & terrorism financing and compliance with sanctions
• Creating and updating risk analysis at the company level as well as internal AML guidelines
• Reporting
• Conducting KYC processes, transaction monitoring, and suspicious activity reports to the FIU
• Continuously optimizing and ensuring the scalability of processes
• Working closely with the money laundering officers

What you can expect from us:

• The opportunity to shape processes in the company
• The opportunity to grow with the company and take on more responsibility and position
• You will feel valued by our company culture
• After an introductory period, there is the possibility of becoming a co-owner of the company

What else we can offer you:

• Office in the heart of Vienna’s city center
• A certain number of home office days
• Meal allowance
• Regular team lunches, events, dinners
• A highly motivated, diverse, and international team

Have you found yourself in the description? We would like to find out if we are a good fit for each other. Please send us your application documents to jobs

We are very much looking forward to getting to know you!

For this position, the collective bargaining minimum salary is € 3,157.47. The actual salary depends on your professional experience and qualifications.