Senior Supervisory & Compliance Principal - Finance
Remote / Online - Candidates ideally in
Shreveport, Caddo Parish, Louisiana, 71101, USA
Listed on 2026-07-03
Shreveport, Caddo Parish, Louisiana, 71101, USA
Listing for:
Remote Jobs
Remote/Work from Home
position Listed on 2026-07-03
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Remote Jobs is seeking a Compliance Officer to conduct supervisory review activities for financial professionals. This role is essential for ensuring that practices align with client interests while adhering to regulatory standards.
Ideal candidates will have a Bachelor’s degree and a minimum of five years of compliance or investment supervision experience, along with necessary FINRA licenses. The position offers a competitive salary and is remote-friendly.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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