Remote Supervision Principal Financial Compliance
Remote / Online - Candidates ideally in
Sandy Springs, Fulton County, Georgia, USA
Listed on 2026-07-09
Sandy Springs, Fulton County, Georgia, USA
Listing for:
CornerStone Professional Placement
Remote/Work from Home
position Listed on 2026-07-09
Job specializations:
-
Finance & Banking
Wealth Management, Regulatory Compliance Specialist
Job Description & How to Apply Below
Corner Stone Professional Placement is seeking a Supervision Principal for a remote position to oversee compliance within a financial services firm. This role involves reviewing advisor interactions, ensuring regulatory adherence, and providing training on compliance practices.
Candidates should have at least 5 years in the financial sector, a Bachelor's degree, and a FINRA Series 24 license. This assignment offers career growth, a supportive environment, and competitive benefits.
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