Finance Regulatory Reporting Vice President

Anticipated salary range for this role is $ to $. The specific salary offered will be based on individual qualifications, experience, and market conditions. The role may also be eligible for an annual discretionary incentive award, and SMBC offers a competitive portfolio of benefits.

SMBC is seeking a self‑motivated and diligent professional for a full‑time position in the Regulatory Reporting Analysis Department. The individual will partner with Regulatory Reporting Analysis team members and business stakeholders to assist with the automation efforts across all regulatory reports.

• Partner with Regulatory Reporting Analysis team members to understand current reporting procedures and manual processes performed to file regulatory reports (FR Y‑9C, FR Y‑11, FR Y‑15, FFIEC 009, FFIEC 002).
• Gain understanding of SMBCAH products and services as well as the ways in which our organization reports these balances across the various subledger systems.
• Identify existing data quality issues and partner with supporting teams to resolve these data gaps.
• Interact and work with group companies/data providers within the firm to ensure integrity of the data, reconcile differences and perform regulatory calculations.
• Draft reporting requirements for various regulatory reports (specific to SMBCAH data availability) that will be shared with IT partners to automate regulatory processes.
• Perform preliminary end‑user testing on automation enhancements to ensure results align with expectations.
• Prepare and submit regulatory reports as deemed necessary.
• Support or participate in regulatory reporting examinations, internal and external audits.
• Develop and maintain effective partnerships with all stakeholders on regulatory related issues to support BHC, Branch and CUSO level regulatory reports enhancement projects and work with the team to participate in end‑user testing.

• Bachelor's Degree in Accounting or Finance.
• CPA or CFA is a major plus.
• Recommended 7 years of knowledge and experience in change management or in a business analysis role.
• Recommended 7 years of knowledge and experience in bank regulatory reporting.
• Experience with working with large datasets is a plus.
• Strong work ethic and highly motivated individual with outstanding record of professional achievement.
• Strong knowledge of financial products such as derivatives, repo, securities, loans and leases.
• Team‑oriented, ability to be proactive in raising concerns, and to elevate problems as needed.
• Strong analytical skills.
• Excel skill set using Pivot Tables, building formulas, cell formatting, managing large datasets with IF, SUM, VLOOKUP functions and building charts and graphs.
• Knowledge of internal control frameworks.
• Proficiency in Axiom, Alteryx or Power BI is preferred.

SMBC’s employees participate in a hybrid workforce model that allows employees to work from home as well as from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during the interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA‑registered roles that require in‑office attendance for the entire workweek.

SMBC provides reasonable accommodations during the candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at

EOE, including Disability/veterans