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Home Office Compliance Surveillance Analyst
Remote / Online - Candidates ideally in
Lower Merion, Montgomery County, Pennsylvania, USA
Listed on 2026-07-14
Lower Merion, Montgomery County, Pennsylvania, USA
Listing for:
Lincoln Investment
Remote/Work from Home
position Listed on 2026-07-14
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Lincoln Investment in Philadelphia, PA, seeks a compliance surveillance professional to monitor firm‑wide sales practices and help ensure adherence to policies and procedures.
The role involves reviewing reports, collaborating with the Compliance Department and supervisors, and contributing to policy improvements while managing multiple priorities in a fast‑paced environment. A bachelors degree and 1–3 years in securities are required.
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