Remote Senior Compliance Exam Advisor
Remote / Online - Candidates ideally in
Schenectady, Schenectady County, New York, 12301, USA
Listed on 2026-07-24
Schenectady, Schenectady County, New York, 12301, USA
Listing for:
Fwainvest
Remote/Work from Home
position Listed on 2026-07-24
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist
Job Description & How to Apply Below
Raymond James is seeking a Senior Advisor, Compliance PCG Branch Exams to conduct nationwide branch examinations remotely. The role requires deep knowledge of securities industry rules, strong documentation, and clear communication with branch management and compliance leadership.
The position involves risk-based exams, mentoring peers, and escalating emerging risks. A Series 7/24 license is required or obtainable within 120 days. Up to 50% travel is indicated, with remote work supported.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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