Compliance Lead in Financial Services

Shape the compliance landscape as a Senior Compliance Manager in Canada. This key role focuses on managing complex compliance programs in a highly regulated and evolving financial environment, flexible for remote work.

As the Senior Compliance Manager, you will collaborate with leadership teams to enhance compliance frameworks while ensuring adherence to regulatory standards across various investment vehicles. The position demands a proactive approach to risk assessment and compliance improvements, benefiting those with a strong background in financial services and regulatory expertise. Join a culture that values teamwork and accountability.

Key Responsibilities:

• Oversee compliance monitoring for Canadian securities law

• Perform compliance assessments to highlight risks

• Develop compliance reports for senior leadership

• Recommend updates to compliance policies as regulations evolve

• Cooperate on cross-border compliance initiatives

Requirements:

• 6 to 8 years of relevant compliance experience

• In-depth knowledge of securities regulations in Canada

• Experience with compliance program development and management

• Familiarity with AML, ATF, and KYC requirements

• Strong project management abilities and attention to detail

Contribute to compliance excellence and business growth within a thriving organization.
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