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Investment Compliance Analyst — Hybrid Role
Remote / Online - Candidates ideally in
Boston, Suffolk County, Massachusetts, 02298, USA
Listed on 2026-08-01
Boston, Suffolk County, Massachusetts, 02298, USA
Listing for:
KBW Financial Staffing & Recruiting
Full Time, Remote/Work from Home
position Listed on 2026-08-01
Job specializations:
-
Finance & Banking
Financial Services
Job Description & How to Apply Below
KBW Financial Staffing & Recruiting in Boston, MA is seeking a Back Compliance Associate for a permanent, hybrid role. The position involves daily investment compliance monitoring for registered funds, pooled vehicles, and managed accounts, identifying exceptions and escalating as needed.
You will research issues with stakeholders, assist with shareholder threshold reviews and ownership filings, and help implement and maintain the compliance system to monitor investment guidelines and
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