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Remote Supervision Principal (Finance Compliance
Remote / Online - Candidates ideally in
Glendale, Maricopa County, Arizona, 85318, USA
Listed on 2026-08-04
Glendale, Maricopa County, Arizona, 85318, USA
Listing for:
CornerStone Professional Placement
Remote/Work from Home
position Listed on 2026-08-04
Job specializations:
-
Finance & Banking
Wealth Management
Job Description & How to Apply Below
Corner Stone Professional Placement is sourcing a Supervision Principal for a 6 to 12-month remote assignment across multiple states. The role requires reviewing advisor interactions, ensuring compliance with recommendations, and monitoring suitability of financial plans.
Qualified candidates will have at least 5 years in financial services, a Bachelor's Degree in a related field, and a FINRA Series 24 license. This national search offers strong benefits and a collaborative work environment.
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