Anti-Money Laundering Investigator II - List Screening Investigations

Anti-Money Laundering Investigator II - List Screening Investigations

List Screening Investigations (LSI) performs screening, research, and disposition work for Capital One's Economic Sanctions Compliance Program related to the Office of Foreign Asset Control (OFAC). The program is established as a matter of sound banking practice and ensures compliance with federally-mandated economic sanctions against dangerous or criminal individuals, organizations, and governments who should be denied access to financial services. In addition, LSI performs screening research, and disposition against various lists (i.g. Financial Crime Enforcement Network (FinCEN), Negative News, Politically Exposed Person (PEP), etc.).

LSI also supports various Anti-Money Laundering (AML) processes, which might include suspicious activity investigations, Currency Transaction Report (CTR) report monitoring, customer due diligence, and enhanced due diligence or other processes.

Responsibilities:

* Manage list screening case work in a timely and efficient manner. Execute a variety of tasks in support of the conduct of investigations

* Analyze and investigate individuals who potentially match entities on various watch lists utilizing Anti-Money Laundering typologies

* Summarize, in writing, the result of investigations conducted

* Escalate cases and issues as appropriate for advanced investigation and analysis

* Build and maintain awareness of the broader context and implications of the various types of AML risks affecting the business (e.g., financial, legal, reputation, etc.)

* Assess and handle sensitive data and investigations with professional demeanor

Autonomy and

Supervisory Responsibilities:

* Level Of Supervision:
Occasional supervision required

* Structure Level: Structures occasional tasks independently

* Typically reports to: AML Supervisor (Sr. Investigator)

Basic Qualifications:

* High school diploma, GED, or equivalent certification

* At least 6 months months experience in investigations or research

* At least 1 year of Microsoft Office or Google Suite experience

Preferred Qualifications:

* Bachelor's degree

* 1+ years of experience in Anti-Money Laundering (AML), Fraud, Investigations, or as an Analyst

* 6+ months of financial services industry experience

* 1+ years of experience in investigations or research

* Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crimes Investigator (CFCI), or other relevant certification(s) or industry-related association membership

Are you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One Anti-Money Laundering Investigator role may be the role for you! You must be within 50 miles driving distance from our Capital One hub in Wilmington, DE / Richmond, VA / Plano, TX / Chicago, IL / Mclean, VA

Work From Home Technology Requirements:

* A secure home office environment that is free from background noise and distractions

* A reliable private internet connection that is not supplied by use cellular data (hot spot)

* Cable or fiber connections are preferred

* Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred - check your download speed using a speed test. A sample one can be found here. To test your home internet from your personal computer at home, type  into the web browser of your personal computer.

* Sustained ability to maintain latency less than 250 ms in voice calls is required

* Hard wired connectivity is preferred, any use of wireless connectivity must be Private (non-public) and password protected through WPA2-PSK (AES) encryption. If you have any questions about your encryption, please consult with your internet provider

* A private network is password protected where you have ownership or line of site to every device on the network

* Capital One reserves the right to request proof of internet provider, speed and service package from the associate

* Requirements are subject to change, as new systems and technology is delivered. Capital One reserves the right to modify internet service requirements with sixty (60) days notice.

Work from Home…