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Senior Securities Oversight Leader
Remote / Online - Candidates ideally in
Dallas, Dallas County, Texas, 75215, USA
Listed on 2026-08-10
Dallas, Dallas County, Texas, 75215, USA
Listing for:
Cetera Financial Group
Remote/Work from Home
position Listed on 2026-08-10
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Cetera Financial Group is seeking a Senior Supervision Specialist to provide advanced oversight and subject matter expertise in a fast-paced, highly regulated environment. The role focuses on supervising complex accounts, guiding Financial Representatives, and ensuring compliance, with close collaboration across Compliance, Legal, Risk, and Home Office teams.
Qualified candidates will have extensive FINRA licenses, strong supervisory experience, and deep knowledge of regulatory requirements.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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