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Remote Compliance Associate – ERISA & Investment Advisory
Remote / Online - Candidates ideally in
San Jose, Santa Clara County, California, 95199, USA
Listed on 2026-08-15
San Jose, Santa Clara County, California, 95199, USA
Listing for:
Wealth Enhancement Group
Remote/Work from Home
position Listed on 2026-08-15
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Wealth Enhancement Group is seeking a Compliance Associate to support SEC 206(4)-7 compliance and ERISA-related efforts remotely. You will work with the Investment Adviser Compliance team to strengthen controls and ensure regulatory alignment while supporting retirement products and services.
The role demands 2+ years in financial services compliance, ERISA program experience, and strong communication skills.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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