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Compliance Surveillance Specialist - Entry-Level Principal
Remote / Online - Candidates ideally in
Scranton, Lackawanna County, Pennsylvania, 18512, USA
Listed on 2026-08-16
Scranton, Lackawanna County, Pennsylvania, 18512, USA
Listing for:
Jobtailor
Remote/Work from Home
position Listed on 2026-08-16
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Lincoln Financial Group is seeking a Compliance Specialist to monitor daily Firm Exception Reports and related tools, identify activity that may pose heightened risk, and notify the Vice President of Supervision or Chief Compliance Officer when a matter may be material.
You will collaborate with the Compliance Department, Designated Supervisors, Financial Professionals and Home Office staff to educate, communicate, and enforce policies; contribute to surveillance policy improvements; update
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