Remote Compliance Analyst — Regulatory & Ethics Tools Lead
Remote / Online - Candidates ideally in
St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
Listed on 2026-08-22
St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
Listing for:
Focus Partners Wealth
Remote/Work from Home
position Listed on 2026-08-22
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
Focus Partners Wealth is seeking a Compliance Analyst to oversee the day-to-day administration of the firm's Compliance Program and prepare for SEC examinations. You will serve as the go-to resource for ACA Compliance Alpha and data-driven regulatory guidance.
With a Bachelor’s degree and 1+ years in financial compliance, you’ll analyze complex data, manage onboarding/offboarding in ACA, and ensure strict adherence to the Investment Advisers Act of 1940. Competitive base pay and benefits offered.
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