Senior Securities Compliance Examiner - Remote
Remote / Online - Candidates ideally in
New York, New York County, New York, 10261, USA
Listed on 2026-08-27
New York, New York County, New York, 10261, USA
Listing for:
100 Raymond James & Associates, Inc.
Full Time, Remote/Work from Home
position Listed on 2026-08-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
Raymond James is seeking an experienced examiner to conduct on-site branch examinations of retail brokerage offices across the United States. You will document testing, apply risk weighting, and communicate findings to branch management and compliance leadership.
Expect travel up to 50% and collaboration with Compliance and Supervision teams. The role requires a Bachelor’s degree and at least three years of licensed examination experience, with Series 7/24 (or equivalent) and potential for
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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