Remote Regional Compliance Auditor
Remote / Online - Candidates ideally in
Baltimore, Anne Arundel County, Maryland, 21276, USA
Listed on 2026-08-28
Baltimore, Anne Arundel County, Maryland, 21276, USA
Listing for:
Equitable
Remote/Work from Home
position Listed on 2026-08-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
Equitable is seeking a Regional Controls Manager to lead branch compliance assessments regionally and locally across IL, PA, VA, D.C., MD, NC and SC. The role includes risk-based examinations of NSBOs and non-branch locations, both onsite and remote, with responsibility for work papers, reports, and remediation validation.
The position requires a Bachelor’s degree and FINRA Series 7 & 24 registrations, with 5+ years in financial services, and proficiency in FINRA/SEC regulations and multiple
#J-18808-LjbffrTo View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×