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Remote Wealth-Management Compliance Supervisor
Remote / Online - Candidates ideally in
Modesto, Stanislaus County, California, 95350, USA
Listed on 2026-09-05
Modesto, Stanislaus County, California, 95350, USA
Listing for:
Obsidian
Part Time, Remote/Work from Home
position Listed on 2026-09-05
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Obsidian is building a high-quality library of US securities- and wealth-compliance work products. You will complete self-contained review and supervision exercises from mock files and produce the compliance deliverable for each, drafted outputs.
In this hourly contract (~15 hrs/week), you will QA completed periodic client reviews against a supervision checklist; review Reg BI / DOL rollover and trade attestations against reference procedures; flag non-compliant recommendations with citations.
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