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Remote Compliance Field Advisor: Regulatory Audits
Remote / Online - Candidates ideally in
Fargo, Cass County, North Dakota, 58126, USA
Listed on 2026-09-09
Fargo, Cass County, North Dakota, 58126, USA
Listing for:
Farm Bureau Financial Services
Remote/Work from Home
position Listed on 2026-09-09
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Farm Bureau Financial Services is seeking a Compliance Field Advisor to join our Compliance team to conduct market conduct, broker/dealer, investment adviser and insurance compliance examinations. This role travels 75% of the time within the assigned territory and works from home and in the field.
You will prepare written reports, develop action plans, train teammates, audit workflows, and ensure adherence to FINRA, SEC, MSRB rules.
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