Remote Brokerage Compliance Examiner
Everett, Snohomish County, Washington, 98213, USA
Listed on 2026-09-17
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Finance & Banking
Regulatory Compliance Specialist, Financial Crime, Banking & Finance, Risk Manager/Analyst
Corebridge Financial is seeking a Compliance Examiner to conduct broker/dealer risk and regulatory examinations across the United States, with travel up to 50%. You will prepare, present and discuss examination findings with branch management and educate OSJ Managers and staff on industry rules and firm policies.
The role requires 3+ years in financial services compliance or branch exams, FINRA Series 7, and strong communication skills. A college degree is preferred.
We have an opening for a Remote Brokerage Compliance Examiner in WA, United States within Legal, Management & Operations.
Join Corebridge Financial and contribute to our ongoing work.
Take a moment to read everything above and see whether this role is right for you.
This posting is for the Remote Brokerage Compliance Examiner role at Corebridge Financial, based in WA, United States.
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