Remote Compliance Inspector – Office Risk & Audit
New York, New York County, New York, 10261, USA
Listed on 2026-09-17
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Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Wealth Enhancement Group, LLC is seeking an Office Inspection Analyst to conduct risk-based inspections of branch offices, onsite or virtual, and to verify compliance with SEC, FINRA, and firm policies. The role requires licensing (Series 7/66/24), a bachelor’s degree, and 3+ years in compliance or related areas, with up to 50% travel and a fully remote work arrangement.
You will document findings, categorize risks, and collaborate on corrective action plans.
This is an excellent position to take on the Remote Compliance Inspector – Office Risk & Audit role at Wealth Enhancement Group, LLC.
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Remote Compliance Inspector – Office Risk & Audit role in the description above.
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