Senior Compliance Examiner – Remote Branch Exams
Washington, District of Columbia, 20022, USA
Listed on 2026-09-25
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Raymond James seeks an experienced examiner to perform onsite branch examinations of retail brokerage offices across the United States. You will review supervisory systems, location conditions, files, and interview employees to ensure adherence to firm policies and regulatory rules.
Responsibilities include documenting testing activities, communicating findings to management, and following up on actions. Travel can be up to 50%, with remote work options where appropriate, and a comprehensive
For the Senior Compliance Examiner – Remote Branch Exams position at Raymond James, we are reviewing applications now.
We would love to welcome a new Senior Compliance Examiner – Remote Branch Exams to our group in United States.
Step into the Senior Compliance Examiner – Remote Branch Exams role at Raymond James in United States and grow with us.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).