Remote Wealth-Management Compliance Supervisor
San Bernardino, San Bernardino County, California, 92401, USA
Listed on 2026-09-29
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Obsidian is building a high-quality library of US securities- and wealth-compliance work products. You will complete self-contained review and supervision exercises from mock files and produce the compliance deliverable for each, drafted outputs.
In this hourly contract (~15 hrs/week), you will QA completed periodic client reviews against a supervision checklist; review Reg BI / DOL rollover and trade attestations against reference procedures; flag non-compliant recommendations with citations.
Step into the Remote Wealth-Management Compliance Supervisor role at Obsidian in San Francisco, CA, United States and grow with us.
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Remote Wealth-Management Compliance Supervisor role in the description above.
We appreciate your interest in this position.
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