Home Office Compliance Surveillance Analyst
Bristol, Bucks County, Pennsylvania, 19007, USA
Listed on 2026-09-30
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Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Analyst, Financial Compliance
Lincoln Investment in Philadelphia, PA, seeks a compliance surveillance professional to monitor firm‑wide sales practices and help ensure adherence to policies and procedures.
The role involves reviewing reports, collaborating with the Compliance Department and supervisors, and contributing to policy improvements while managing multiple priorities in a fast‑paced environment. A bachelors degree and 1–3 years in securities are required.
As a Home Office Compliance Surveillance Analyst, you will play an important part at Lincoln Investment in PA, United States.
This opportunity is part of our work in Other.
The advertised compensation is 70..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Home Office Compliance Surveillance Analyst role in the description above.
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