Securities Regulatory Reporting Associate

Location: New York

## Securities Regulatory Reporting Associate Apply:
New York, NY (1271 AOA/6th Ave):
Full time:
Posted 4 Days Ago:
R7366
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* Summary:

** In this position, you will leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures.
** Regulatory Reporting, responsibilities including:
*** Preparation of daily 15c3-1 daily net capital computation for US regulated entities.
* Compute moment-to-moment capital charges on underwriting deals and track confirmed sales on underwriting deals.
* Preparation of weekly regulatory capital computation for foreign entities (Canada, UK, Germany, Singapore, Hong Kong).
* Prepare the monthly and quarterly regulatory reports.
* Perform variance analysis of the trial balance to ensure adequacy of accounting records.
* Coordination with multiple groups across the organization to confirm financial data and static data for regulatory reports.
* Maintenance/update procedure documentation related to new regulatory requirements to ensure firm’s compliance.
* Participate in the research and implementation of new and revised regulatory reporting requirements, as well as the evaluation of regulatory requirements for new products/transactions
* Ad hoc projects and reporting, as requested.
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* Qualifications:

*** Regulatory or Accounting experience in the financial industry.
* Series 27 must be obtained prior or after employment.
* Bachelor's degree in Accounting or Finance preferred.
* Microsoft Excel proficient
* The expected base salary ranges from $88,000 - $110,000. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, including Medical, Dental and 401K plans, successful candidates are also eligible to receive a discretionary bonus.*#LI-Hybrid

** Other requirements
** Mizuho has in place a hybrid working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of our departments have greater in-office requirements that will be communicated to you as part of the recruitment process**.*
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